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Barbara Lynn Wolfe

Ubs Financial Services Inc.

Mishawaka, IN

Fort Wayne, IN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2010-08-04
  • IN RA
    APPROVED
    Since 2010-08-04

Branch Locations

4330 Edison Lakes Parkway Suite B, Mishawaka, IN 46545 • United States

200 E. Main Street, Fort Wayne, IN 46801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc South Bend IN 02/2006 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-02
  • S66 Uniform Combined State Law Examination
    2010-08-02
Other Names
  • Barbara Jones
  • Barbara L Wolfe

View on SEC IAPD

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SYM FINANCIAL ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.
WELLS FARGO CLEARING SERVICES, LLC
HILLTOP WEALTH & TAX SOLUTIONS

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DANIEL DOUGLAS ARNOLD
RAYMOND SAMUEL BYERS
JOSEPH FRANK VARGA
CHARLES ADAMS HENRY
JOHN WILLIAM ROSENTHAL
NATHAN WILLIAM RUMELY
KYLE PATRICK EVERETT
Nathan W Piwowar

Other Offices

ROSENTHAL | HENRY CAPITAL ADVISORS, INC. · MISHAWAKA, IN
ROBERT W. BAIRD & CO. INCORPORATED · Mishawaka, IN
RAYMOND JAMES & ASSOCIATES, INC. · MISHAWAKA, IN
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · MISHAWAKA, IN
SYM FINANCIAL ADVISORS · Mishawaka, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Mishawaka, IN
WELLS FARGO CLEARING SERVICES, LLC · MISHAWAKA, IN
HILLTOP WEALTH & TAX SOLUTIONS · MISHAWAKA, IN

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