Joseph Frank Varga

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2006 → Present
  Ubs Financial Services Inc
  South Bend, IN

Previous Registrations

• 1998-08-21 → 2006-02-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  South Bend, IN
  South Bend, IN

Other Businesses

MANCHESTER UNIVERSITY / 604 COLLEGE AVE NORTH MANCHESTER IN,IN/WABASH 46962 /MEMBER OF BOARD OF DIRECTORS / ADVISE THE DIRECTOR OF ALUNMI RELATIONS / START DATE 1/1/2015

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-12-02
• S63 Uniform Securities Agent State Law Examination
  1984-10-10