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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2006-02-24 |
| TX | RA | APPROVED | 2006-02-24 |
Branch Locations
4330 Edison Lakes Parkway Suite B, Mishawaka, IN 46545 • United States
Marana, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | South Bend | IN | 02/2006 | Present |
MANCHESTER UNIVERSITY / 604 COLLEGE AVE NORTH MANCHESTER IN,IN/WABASH 46962 /MEMBER OF BOARD OF DIRECTORS / ADVISE THE DIRECTOR OF ALUNMI RELATIONS / START DATE 1/1/2015
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-10 |
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