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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2009-03-02 |
| TX | RA | APPROVED | 2009-03-02 |
Branch Locations
4330 Edison Lakes Parkway Suite B, Mishawaka, IN 46545 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Mishawaka | IN | 01/2009 | Present |
Baha'is of Clay Township, Granger IndianaUnited States-46530 / n/a No / Member of the 9 person spiritual assembly for the Baha'is of Clay township and the chairman of the assembly / Start Date 4/22/2019/ No / No
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-25 |
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