Best Investors
Account
Sign in
Best Investors
Account
Sign in
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-04-15 |
| IN | RA | APPROVED | 2016-04-07 |
Branch Locations
4330 Edison Lakes Parkway Suite B, Mishawaka, IN 46545 • United States
200 E. Main Street, Fort Wayne, IN 46801 • United States
Fort Wayne, IN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Fort Wayne | IN | 03/2016 | Present |
City of Fort Wayne / Fort Wayne United States,Indiana www.cityoffortwayne.org / No/ Thomas C Henry Oversee the management of legacy funds held in Trust for the economic development of the city of Fort Wayne / No / 42732 / 43100 / Yes / Start Date 12/28/2016/ End Date 12/31/2017/Appointed UBS Financial S. - Wilmington /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-04 |
Reach out to this advisor