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4220 Edison Lakes Parkway Suite 310, Mishawaka, IN 46545 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2012-05-11 |
Branch Locations
4220 Edison Lakes Parkway Suite 310, Mishawaka, IN 46545 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John W. Rosenthal Capital Management, Inc. | Mishawaka | IN | 04/2011 | Present |
| Rosenthal Partners Capital Advisors Llc | Mishawaka | IN | 07/2009 | 11/2016 |
JOHN Rosenthal has been CO-MANAGING MEMBER (since inception) FOR ROSENTHAL CYPRESS HAMMOCK, LLC ("RCM"), AN INVESTMENT-RELATED ENTITY LOCATED AT 4220 EDISON LAKES PARKWAY, SUITE 310, MISHAWAKA, IN 46545. RCH HAS INVESTED IN RPCA FINANCIAL VENTURES QP, L.P., an investment partnership managed by John W. Rosenthal Capital Management, Inc. AS A PASSIVE INVESTMENT VEHICLE, JOHN'S PRIMARY DUTIES INVOLVE MONITORING ITS INVESTMENT AND REPORTING PERIODICALLY TO ITS MEMBERS. John spends minimal time related to RCH, maybe an hour per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-08-30 |
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