Best Investors Account Sign in
Inactive

Charles Adams Henry

Rosenthal | Henry Capital Advisors, Inc.

Mishawaka, IN

Claim This Profile
Current Employers
Rosenthal | Henry Capital Advisors, Inc.

4220 Edison Lakes Parkway Suite 310, Mishawaka, IN 46545 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-02-07
  • IN RA
    APPROVED
    Since 2019-02-07

Branch Locations

4220 Edison Lakes Parkway Suite 310, Mishawaka, IN 46545 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John W. Rosenthal Capital Management Mishawaka IN 10/2018 Present
Cleveland-Marshall College Of Law Cleveland OH 08/2014 06/2017
Cavitch, Familo, & Durkin Cleveland OH 07/2017 10/2018
  • 10/2018 → Present
    John W. Rosenthal Capital Management
    Mishawaka, IN
  • 08/2014 → 06/2017
    Cleveland-Marshall College Of Law
    Cleveland, OH
  • 07/2017 → 10/2018
    Cavitch, Familo, & Durkin
    Cleveland, OH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-20
S66 Uniform Combined State Law Examination 2012-09-27
  • S65 Uniform Investment Adviser Law Examination
    2018-12-20
  • S66 Uniform Combined State Law Examination
    2012-09-27
Other Names
  • Adam Henry

View on SEC IAPD

Other Firms

UBS FINANCIAL SERVICES INC.
ROBERT W. BAIRD & CO. INCORPORATED
RAYMOND JAMES & ASSOCIATES, INC.
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
SYM FINANCIAL ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.
WELLS FARGO CLEARING SERVICES, LLC
HILLTOP WEALTH & TAX SOLUTIONS

Other Investors

BARBARA LYNN WOLFE
DANIEL DOUGLAS ARNOLD
RAYMOND SAMUEL BYERS
JOSEPH FRANK VARGA
JOHN WILLIAM ROSENTHAL
NATHAN WILLIAM RUMELY
KYLE PATRICK EVERETT
Nathan W Piwowar

Other Offices

UBS FINANCIAL SERVICES INC. · MISHAWAKA, IN
ROBERT W. BAIRD & CO. INCORPORATED · Mishawaka, IN
RAYMOND JAMES & ASSOCIATES, INC. · MISHAWAKA, IN
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · MISHAWAKA, IN
SYM FINANCIAL ADVISORS · Mishawaka, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Mishawaka, IN
WELLS FARGO CLEARING SERVICES, LLC · MISHAWAKA, IN
HILLTOP WEALTH & TAX SOLUTIONS · MISHAWAKA, IN

More in Mishawaka, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor