Carlo Anthony Panaccione

Current Employers

Employment History

• 12/1998 → Present
  Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
  Redwood Shores, CA
• 10/1999 → Present
  Navigation Group Llc
  Redwood Shores, CA

Other Businesses

(1) 8/13/1999 - REGISTERED INVESTMENT ADVISOR DBA - NAVIGATION GROUP, INC. - TIME SPENT 15% - REDWOOD SHORES, CA. (2) 2/19/2008 - OTHER-PAID SPEAKER - PRESENTATIONS ON PRACTICE MGMT & TOOLS & CONFERENCES, HAVE NOT HAD ANY SPEAKING ENGAGEMENTS FOR THE LAST 2 YRS. - 5% TIME SPENT (3) 08/26/2013 - DBA ONLY - NAVIGATION GROUP, INC. - REDWOOD SHORES, CA (4) 5/10/2017 - Navigation Group LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 03/31/2017 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Navigation Group LLC, an independent investment advisor firm. I started this business activity in 03/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 09/17/2019 - Frances M Panaccione DTD 04/2/1997 - Not investment related - At reported business location(s) - Act in a Fiduciary Capacity - start date:03/06/2019 - 1 hr/mo - 0 hrs during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-08-02
• S63 Uniform Securities Agent State Law Examination
  1988-06-28