Renata Karin Carico

Current Employers

Employment History

• 09/2014 → 01/2020
  Charles Schwab
  Sunnyvale, CA
• 01/2020 → 07/2020
  Raymond James Financial Services, Inc.
  Fremont, CA
• 01/2020 → 09/2020
  University Of California, Santa Cruz Extension
  Santa Clara, CA
• 04/2020 → 09/2020
  Walgreens
  San Jose, CA
• 07/2020 → 01/2023
  Securities America, Inc
  Davis, CA
• 07/2020 → 01/2023
  Pfg Advisors
  Davis, CA
• 01/2023 → 02/2024
  Royal Alliance Associates, Inc.
  Redwood City, CA
• 02/2024 → Present
  Lpl Financial Llc
  Redwood City, CA
• 02/2024 → Present
  Stratos Wealth Partners, Ltd
  Redwood City, CA

Previous Registrations

• 2023-01-20 → 2024-02-15
  Osaic Wealth, Inc.
  Redwood City, CA
• 2020-07-22 → 2023-01-19
  Pfg Advisors
  Davis, CA
  Berkeley, CA
• 2013-02-07 → 2020-02-06
  Charles Schwab & Co., Inc.
  Sunnyvale, CA

Other Businesses

1) 02/05/2024 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 02/05/2024 - Pettinelli Financial Partners - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 3) 02/05/2024 - Real Estate Rental - owner - CA 93465, CA 95127 & AL 35222 - Investment related - 5 Hours per month - Start date: 10/1/2020. 4) 02/12/2024 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 5) 02/14/2024 - Stratos Wealth Partners, LTD - Inv Related - At Reported Business location(s) - Advisor - Started: 2/4/2024 - 160 Hrs/Mo; 8 Hrs During Trading - I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 2/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 12/26/2025 - Grace Church of the Bay Area - Non-profit volunteer (not on board) - Balancing Church Checking Account - Not Investment Related - San Mateo, CA - Start Date 12/22/2025 - 4 hours per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2013-02-06

Designations

Other Names

• Renata Karin Schillmoeller