Jon Nicholas Pettinelli

Current Employers

Employment History

• 06/2008 → 11/2018
  Signator Investors Inc
  Redwood City, CA
• 11/2018 → 02/2024
  Royal Alliance Associates, Inc.
  Redwood City, CA
• 02/2024 → Present
  Lpl Financial
  Redwood City, CA
• 02/2024 → Present
  Stratos Wealth Partners, Ltd
  Redwood City, CA

Previous Registrations

• 2018-11-02 → 2024-02-15
  Osaic Wealth, Inc.
  Redwood City, CA
  Boston, MA
• 2010-01-26 → 2018-11-02
  Signator Investors, Inc.
  Redwood City, CA
  San Mateo, CA
  Boston, MA
  Boston, MA

Other Businesses

1) 01/2024 - Stratos Wealth Partners / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 2) 01/2024 - Pettinelli Financial Partners / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 3) 01/2024 - Pettinelli Financial Partners / Insurance Agency / Inv . Related / Redwood City CA / Start date 01/01/2014 - 4 Hrs per month -2 % Time Spent 4) 2/12/2025 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 5) 02/14/2024 - Stratos Wealth Partners - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 12/5/2023 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2008-12-11