Joseph Cappello Santomieri

Current Employers

Employment History

• 09/2002 → 06/2023
  Milpitas Unified School District
  Milpitas, CA
• 11/2004 → 11/2018
  Signator Investors
  San Mateo, CA
• 11/2018 → 02/2024
  Royal Alliance Associates, Inc.
  San Mateo, CA
• 02/2024 → Present
  Lpl Financial
  Redwood City, CA
• 02/2024 → Present
  Stratos Wealth Partners, Ltd
  Redwood City, CA

Previous Registrations

• 2018-11-02 → 2024-02-15
  Osaic Wealth, Inc.
  San Carlos, CA
  Redwood City, CA
• 2004-12-17 → 2018-11-02
  Signator Investors, Inc.
  San Mateo, CA
  San Mateo, CA
• 2004-10-20 → 2004-11-18
  Banc Of America Investment Services, Inc.
  San Jose, CA
• 2002-10-09 → 2004-10-20
  Quick & Reilly, Inc.
  San Jose, CA
• 2002-03-01 → 2002-10-07
  Morgan Stanley Dw Inc.
  San Jose, CA

Other Businesses

1- 02/2024 / Stratos Wealth Partners / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mnth / 8 hrs during trading 2- 02/2024 / Pettinelli Financial Partners / DBA for LPL Business (entity for LPL business) / Investment Related 3- 2/13/2024 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-09-30
• S65 Uniform Investment Adviser Law Examination
  1998-09-22