Richard Manuel Rodriguez

Current Employers

Employment History

• 11/2011 → 03/2017
  Metlife Securities Inc
  San Jose, CA
• 05/2010 → 12/2023
  Diamond Skills Camp
  Alameda, CA
• 03/2017 → 01/2021
  Mml Investors Services, Llc
  Walnut Creek, CA
• 07/2016 → 01/2021
  Massmutual Life Insurance Co
  Walnut Creek, CA
• 02/2021 → 02/2024
  Royal Alliance Associates, Inc.
  Redwood City, CA
• 02/2024 → Present
  Lpl Financial
  Redwood City, CA
• 02/2024 → Present
  Stratos Wealth Partners, Ltd.
  Redwood City, CA

Previous Registrations

• 2021-02-12 → 2024-02-15
  Osaic Wealth, Inc.
  Redwood City, CA
• 2017-03-25 → 2021-01-28
  Mml Investors Services, Llc
  San Francisco, CA
  San Ramon, CA
  Walnut Creek, CA
  Pleasanton, CA
• 2012-04-16 → 2017-03-25
  Msi Financial Services, Inc.
  San Jose, CA
  Walnut Creek, CA
  Walnut Creek, CA
  San Francisco, CA
  San Ramon, CA

Other Businesses

1- 01/2024 / Pettinelli Financial Partners / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mnth / 8 hrs during trading / start date 12/08/2023 2- 01/2024 / Stratos Wealth Partners / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mnth / 8 hrs during trading / start date 12/08/2023 3- 02/14/2024 - Stratos Wealth Partners - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 12/8/2023 - 160 Hrs/Mo; 8 Hrs During Trading - I provide investment advisory services through Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 02/14/2024 - Stratos Wealth Partners - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Started: 12/8/2023 - 160 Hrs/Mo; 8 Hrs During Trading 5- 2/12/2024 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd.

Exams

• S66 Uniform Combined State Law Examination
  2012-01-30

Designations

Other Names

• Ricky Rodriguez
• Richard Rodriguez