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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-14
  • CA RA
    APPROVED
    Since 2026-04-14

Branch Locations

Rancho Mission Viejo, CA • United States

555 Veterans Blvd Suite 100, Redwood City, CA 94063 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 04/2019 11/2025
Cambridge Investment Research, Inc. Fairfield IA 11/2015 11/2025
The Bishoff Financial Group Worthington OH 06/2000 02/2026
Osaic Wealth, Inc. Gahanna OH 11/2025 02/2026
Lpl Financial Llc Rancho Mission Viejo CA 04/2026 Present
Stratos Wealth Partners, Ltd. Rancho Mission Viejo CA 04/2026 Present
  • 04/2019 → 11/2025
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 11/2015 → 11/2025
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2000 → 02/2026
    The Bishoff Financial Group
    Worthington, OH
  • 11/2025 → 02/2026
    Osaic Wealth, Inc.
    Gahanna, OH
  • 04/2026 → Present
    Lpl Financial Llc
    Rancho Mission Viejo, CA
  • 04/2026 → Present
    Rancho Mission Viejo, CA
Other Businesses

1) 2026-04-13 - Gooselinq LLC DBA Finlinq Solutions - Tax Prep/Accounting/CPA - Y - 5 - 0 - Rancho Mission Viejo CA - 2026-03-31 - Tax preparation and filing services. 2) 2026-04-13 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - Y - 160 - 130 - at reported business location(s) - 2026-03-31 - Already approved DBA name under Douglas Burns 3) 2026-04-22 - (Hybrid) Stratos Wealth Partners - Registered Investment Advisor Hybrid - Y - 160 - 130 - at reported business location(s) - 2026-03-31 - Already DBA name under Douglas Burns 4) 2026-04-13 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Pettinelli Financial Partners - DBA for LPL Business (entity for LPL business) - Y - 160 - 130 - at reported business location(s) - 2026-03-31 - Already DBA name under Jon Pettinelli 5) 2026-04-22 - (Hybrid) Pettinelli Financial Partners - Registered Investment Advisor DBA - Y - 160 - 130 - at reported business location(s) - 2026-03-31 - Already approved DBA name under Jon Pettinelli

Designations
Other Names
  • Samantha Rene Mokma
  • Sammi Rene Scherer
  • Sammi Rene Mokma
  • Samantha Rene Scherer

View on SEC IAPD

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