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Nora Khachatrya Gasparyan

Stratos Wealth Partners, Ltd

Redwood City, CA

CRD 7349033

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Employer firm

Stratos Wealth Partners, Ltd CRD 153184

$18.6B regulatory AUM 376 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-02-13
TX RA APPROVED 2024-02-12
  • CA RA
    APPROVED
    Since 2024-02-13
  • TX RA
    APPROVED
    Since 2024-02-12

Branch Locations

555 Veterans Blvd., Suite 100, Redwood City, CA 94063 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Redwood City CA 03/2021 06/2022
J.P. Morgan Securities Redwood City CA 03/2021 06/2022
Wells Fargo Bank, N.A. Sacramento CA 01/2017 02/2021
Shahrzad Restaurant Persian Cuisine Rancho Cordova CA 06/2013 01/2017
Royal Alliance Associates, Inc. Redwood City CA 06/2022 02/2024
Lpl Financial Llc Redwood City CA 02/2024 Present
Stratos Wealth Partners, Ltd Redwood City CA 02/2024 Present
  • 03/2021 → 06/2022
    Jpmorgan Chase Bank, N.A.
    Redwood City, CA
  • 03/2021 → 06/2022
    J.P. Morgan Securities
    Redwood City, CA
  • 01/2017 → 02/2021
    Wells Fargo Bank, N.A.
    Sacramento, CA
  • 06/2013 → 01/2017
    Shahrzad Restaurant Persian Cuisine
    Rancho Cordova, CA
  • 06/2022 → 02/2024
    Royal Alliance Associates, Inc.
    Redwood City, CA
  • 02/2024 → Present
    Lpl Financial Llc
    Redwood City, CA
  • 02/2024 → Present
    Redwood City, CA
Previous Registrations
Other Businesses

1) 02/08/2024 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 02/08/2024 - Pettinelli Financial Partners - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 3) 02/12/2026 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-04
S63 Uniform Securities Agent State Law Examination 2021-05-11
  • S65 Uniform Investment Adviser Law Examination
    2022-10-04
  • S63 Uniform Securities Agent State Law Examination
    2021-05-11
Other Names
  • Nora Khachatryan
  • Nora Gasparyan
  • Nora Khachatryan Gasparyan

View on SEC IAPD

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