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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-16
  • CA RA
    APPROVED
    Since 2026-03-16

Branch Locations

Ladera Ranch, CA • United States

555 Veterans Boulevard Suite 100, Redwood City, CA 94063 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Bishoff Financial Group Worthington OH 05/2015 12/2021
Cambridge Investment Research, Inc. Fairfield IA 11/2017 12/2021
Ohio Dominican, Columbus State & Franklin University Columbus OH 09/2013 12/2017
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2020 12/2021
Unemployed Rancho Mission Viejo CA 12/2021 07/2022
Koa Wealth Management, Llc Encinitas CA 07/2022 04/2024
Personal Capital Advisors Corporation Rancho Mission Viejo CA 10/2022 10/2022
Cambridge Investment Research, Inc Fairfield IA 05/2024 11/2025
The Bishoff Financial Group Gahanna OH 05/2024 02/2026
Osaic Wealth, Inc. Gahanna OH 11/2025 02/2026
Lpl Financial Llc Redwood City CA 03/2026 Present
Stratos Wealth Partners, Ltd. Redwood City CA 03/2026 Present
  • 05/2015 → 12/2021
    The Bishoff Financial Group
    Worthington, OH
  • 11/2017 → 12/2021
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 09/2013 → 12/2017
    Ohio Dominican, Columbus State & Franklin University
    Columbus, OH
  • 03/2020 → 12/2021
    Fairfield, IA
  • 12/2021 → 07/2022
    Unemployed
    Rancho Mission Viejo, CA
  • 07/2022 → 04/2024
    Encinitas, CA
  • 10/2022 → 10/2022
    Personal Capital Advisors Corporation
    Rancho Mission Viejo, CA
  • 05/2024 → 11/2025
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 05/2024 → 02/2026
    The Bishoff Financial Group
    Gahanna, OH
  • 11/2025 → 02/2026
    Gahanna, OH
  • 03/2026 → Present
    Lpl Financial Llc
    Redwood City, CA
  • 03/2026 → Present
    Redwood City, CA
Previous Registrations
Other Businesses

1. 3/2026 - GooseLinq LLC - Business Entity For Tax/Investment Purposes Only - INV REL - 0 Hour(s)/Month - 0 Hour(s) During Trading - Rancho Mission Viejo CA 92694 - OBA Start Date: 06/24/2022 2. 3/2026 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month - 130 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 3/13/2026 3. 3/2026 - Pettinelli Financial Partners - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month - 130 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 3/13/2026 4. 3/2026 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-12-04
S66 Uniform Combined State Law Examination 2018-05-14
  • S63 Uniform Securities Agent State Law Examination
    2025-12-04
  • S66 Uniform Combined State Law Examination
    2018-05-14
Designations
Other Names
  • Luke Mokma
  • Luke Thomas Mokma

View on SEC IAPD

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