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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2011-06-08
  • FL RA
    APPROVED
    Since 2011-06-08

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Melbourne Beach, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Kovack Securities, Inc Melbourne FL 05/2011 Present
Kovack Advisors, Inc. Melbourne FL 05/2011 Present
  • 05/2011 → Present
    Kovack Securities, Inc
    Melbourne, FL
  • 05/2011 → Present
    Melbourne, FL
Previous Registrations
  • 2009-06-01 → 2011-06-15
    Melbourne, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Melbourne, FL
  • 1991-01-01 → 2007-04-02
    Morgan Stanley Dw Inc.
    Indiatlantic, FL
    Melbourne, FL
    Indialantic, FL
Other Businesses

1) AUSTIN FINANCIAL GROUP-SUB S CORP.-ESTABLISHED 6/3/11-INVESTMENT FIRM-OWNER/MANAGER- 79% OF BUSINESS-2 OFFICERS/EMPLOYEES-COMMISSIONS. 2) FIXED INSURANCE SALES - MELBOURNE, FL 32901; FIXED INSURANCE; NON INVESTMENT RELATED; PRESIDENT; SELL FIXED INCOME ANNUITIES; 2% OF TIME SPENT 3) RUSHING WIND, LLC-MELBOURNE, FL-RENTAL PROPERTY,RAW LAND AND CONDO -PART OWNER-1% TIME SPENT-RENTAL INCOME. 4) RENTAL PROPERTIES: AUSTIN MINI STORAGE, 1% OF TIME SPENT; CONDO IN NORTH CAROLINA, 1% OF TIME SPENT; PINETREE CONDO, 1% OF TIME SPENT. 5) J AND W EDON AND COMPANY - INSURANCE PROPERTY AND CASUALTY, AGENT, 5% OF TIME SPENT, COMPENSATED BY COMMISSION. 6) PALMS OF INDIAN RIVER ESTATES HOMEOWNERS ASSOCIATION - SUBDIVISION, RUSHING WIND LLC OWNS THE LAND, MANAGE PROPERTY, 1% OF TIME SPENT, COMPENSATED ON RENTAL INCOME. 7) RENTAL PROPERTY (OAKWOOD VILLAS) - 1430 SHEAFE AVE NE, PALM BAY, FL 32905, 1% OF TIME SPENT. 8) RENTAL PROPERTY - 1320 MARINER AVE. SE, PALM BAY, FL 32909; RENTAL PROPERTY; NON INVESTMENT RELATED; OWNER; MANAGE PROPERTY; 1% OF TIME SPENT 9) MODELING/ACTING VARIOUS AGENTS - FLORIDA; I AM TRYING TO GET VARIOUS MODELING/ACTING AGENCIES TO GET BUSINESS WITH ANOTHER MODEL AND MOVIE JOBS NOT INCORPORATED AT THIS POINT; NON INVESTMENT RELATED; MODEL/ACTOR; 2% OF TIME SPENT 10) STEVEN AUSTIN TRUST, 594 SAN LUIS AVE SW PALM BAY, FL 32908; PROPERTY OWNER; RENT OUT THE PROPERTY; NON-INVESTMENT RELATED BUSINESS; 1% OF TIME SPENT 11) REAL ESTATE - 316 SCOTTDALE SQ., UNIT 316, WINTER PARK, FL 32972; INVESTMENT RELATED; REAL ESTATE PROPERTY; OWNER; LESS THAN 1% OF TIME SPENT. 12) CONDO RENTAL - 1010 PINETREE DRIVE, UNIT 201, INDIAN HARBOUR BEACH, FL 32937; NON-INVESTMENT RELATED; OWNER; I HOUR/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS; 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS. 13) RENTAL PROPERTY - 3230 HADDON AVE NE, PALM BAY FL, 32905; NON-INVESTMENT RELATED; OWNER; MANAGE PROPERTY; 5 HOURS/MONTH DEVOTED TO OTHER BUSINESS; 5 HOURS/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-31
S63 Uniform Securities Agent State Law Examination 1986-02-04
  • S65 Uniform Investment Adviser Law Examination
    1996-10-31
  • S63 Uniform Securities Agent State Law Examination
    1986-02-04
Other Names
  • Steve Austin

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