Best Investors
Account
Sign in
Best Investors
Account
Sign in
Kovack Advisors, Inc. CRD 140808
$6.28B regulatory AUM 205 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2015-12-14 |
| KS | RA | APPROVED | 2015-08-31 |
| TX | RA | APPROVED_RES | 2015-08-27 |
Branch Locations
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Southwest Plaza 3601 S.W. 29Th Street, Suite 117B, Topeka, KS 66614 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Securities, Inc. | Fort Lauderdale | FL | 08/2015 | Present |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 08/2015 | Present |
1) DBA: MCM INVESTMENTS -Southwest Plaza, 3601 S.W. 29th St., Suite 117B TOPEKA, KS 66614; INVESTMENTS/DBA; INVESTMENT RELATED; FINANCIAL ADVISOR; SECURITIES; 90% OF TIME SPENT 2) FIXED INSURANCE SALES - Southwest Plaza, 3601 S.W. 29th St., Suite 117B, TOPEKA, KS 66614; FIXED/ LONG TERM CARE; NON INVESTMENT RELATED; AGENT; SELL INSURANCE; 2% OF TIME SPENT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-07-21 |
Reach out to this advisor