Lindell G Douglas

Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-12-07
FL	RA	APPROVED	2018-11-30

TX RA
APPROVED_RES

Since 2018-12-07
FL RA
APPROVED

Since 2018-11-30

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

150 S. Pine Island Road Suite 300, Plantation, FL 33324 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
J.W. Cole Financial, Inc.	Tampa	FL	12/2015	10/2018
J.W. Cole Advisors, Inc.	Tampa	FL	12/2015	10/2018
Kovack Securities	Ft. Lauderdale	FL	10/2018	Present
Kovack Advisors, Inc.	Ft. Lauderdale	FL	10/2018	Present

12/2015 → 10/2018

J.W. Cole Financial, Inc.

Tampa, FL
12/2015 → 10/2018

J.W. Cole Advisors, Inc.

Tampa, FL
10/2018 → Present

Kovack Securities

Ft. Lauderdale, FL
10/2018 → Present

Kovack Advisors, Inc.

Ft. Lauderdale, FL

Previous Registrations

2015-12-02 → 2018-11-05

J. W. Cole Advisors, Inc.

Plantation, FL

Tampa, FL

Plantation, FL
2000-08-25 → 2015-12-24

Ameriprise Financial Services, Llc

Plantation, FL

Plantation, FL

Oakland Park, FL

Plantation, FL

Other Businesses

1)DBA: LDA WEALTH MANAGEMENT - 150 S. PINE ISLAND ROAD, SUITE 300, PLANTATION, FL 33324; MANAGING DIRECTOR; INVESTMENT RELATED BUSINESS; 90% OF TIME SPENT 2) CARRIBEAN VILLAGE ENTERTAINMENT INC -150 S. PINE ISLAND ROAD, SUITE 300, PLANTATION, FL 33324; ; EXECUTIVE CHAIRMAN; PRESIDE OVER THE BOARD OF DIRECTORS; NON INVESTMENT-RELATED BUSINESS; 0% OF TIME SPENT ON ACTIVITY 3) THE GALLEON FOUNDATION -150 S. PINE ISLAND ROAD, SUITE 300, PLANTATION, FL 33324; ; PRESIDENT; SCHOLARSHIP; NON INVESTMENT-RELATED BUSINESS; 5% OF TIME SPENT 4) LDA WEALTH MANAGEMENT -150 S. PINE ISLAND ROAD, SUITE 300, PLANTATION, FL 33324; ; INSURANCE AGENT; SELL LIFE, DI, LTC, ETC.; NON-INVESTMENT RELATED BUSINESS; 5% OF TIME SPENT 5) LINDELL DOUGLAS GLOBAL MINISTRIES - 1A NORBROOK ROAD, KINGSTON 8, JAMAICA; NON-INVESTMENT RELATED; PREACHING & TEACHING THE WORD OF GOD; MINISTER; 10% OF TIME SPENT. 6) AUTHOR - 1461 NW 101 Terrace, PLANTATION, FL 333322; NON-INVESTMENT RELATED; AUTHOR; 5% OF TIME SPENT.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-10-12
S63	Uniform Securities Agent State Law Examination	1999-02-01

S65 Uniform Investment Adviser Law Examination

2004-10-12
S63 Uniform Securities Agent State Law Examination

1999-02-01

Designations

Certified Financial Planner

Other Names

Lindell Garfield Douglas

View on SEC IAPD