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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-07
FL RA APPROVED 2018-11-30
  • TX RA
    APPROVED_RES
    Since 2018-12-07
  • FL RA
    APPROVED
    Since 2018-11-30

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

150 S. Pine Island Road Suite 300, Plantation, FL 33324 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.W. Cole Financial, Inc. Tampa FL 12/2015 10/2018
J.W. Cole Advisors, Inc. Tampa FL 12/2015 10/2018
Kovack Securities Ft. Lauderdale FL 10/2018 Present
Kovack Advisors, Inc. Ft. Lauderdale FL 10/2018 Present
  • 12/2015 → 10/2018
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 12/2015 → 10/2018
    J.W. Cole Advisors, Inc.
    Tampa, FL
  • 10/2018 → Present
    Kovack Securities
    Ft. Lauderdale, FL
  • 10/2018 → Present
    Ft. Lauderdale, FL
Previous Registrations
Other Businesses

1)DBA: LDA WEALTH MANAGEMENT - 150 S. PINE ISLAND ROAD, SUITE 300, PLANTATION, FL 33324; MANAGING DIRECTOR; INVESTMENT RELATED BUSINESS; 90% OF TIME SPENT 2) CARRIBEAN VILLAGE ENTERTAINMENT INC -150 S. PINE ISLAND ROAD, SUITE 300, PLANTATION, FL 33324; ; EXECUTIVE CHAIRMAN; PRESIDE OVER THE BOARD OF DIRECTORS; NON INVESTMENT-RELATED BUSINESS; 0% OF TIME SPENT ON ACTIVITY 3) THE GALLEON FOUNDATION -150 S. PINE ISLAND ROAD, SUITE 300, PLANTATION, FL 33324; ; PRESIDENT; SCHOLARSHIP; NON INVESTMENT-RELATED BUSINESS; 5% OF TIME SPENT 4) LDA WEALTH MANAGEMENT -150 S. PINE ISLAND ROAD, SUITE 300, PLANTATION, FL 33324; ; INSURANCE AGENT; SELL LIFE, DI, LTC, ETC.; NON-INVESTMENT RELATED BUSINESS; 5% OF TIME SPENT 5) LINDELL DOUGLAS GLOBAL MINISTRIES - 1A NORBROOK ROAD, KINGSTON 8, JAMAICA; NON-INVESTMENT RELATED; PREACHING & TEACHING THE WORD OF GOD; MINISTER; 10% OF TIME SPENT. 6) AUTHOR - 1461 NW 101 Terrace, PLANTATION, FL 333322; NON-INVESTMENT RELATED; AUTHOR; 5% OF TIME SPENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-10-12
S63 Uniform Securities Agent State Law Examination 1999-02-01
  • S65 Uniform Investment Adviser Law Examination
    2004-10-12
  • S63 Uniform Securities Agent State Law Examination
    1999-02-01
Designations
Other Names
  • Lindell Garfield Douglas

View on SEC IAPD

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