Darrin Robert Halsey

Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → Present
  Kovack Securities, Inc.
  Ft. Laud., FL
• 04/2009 → Present
  Kovack Advisors, Inc.
  Ft. Laud., FL

Previous Registrations

• 2005-10-03 → 2009-04-29
  Raymond James & Associates, Inc.
  Port Charlotte, FL
  Port Charlotte, FL
• 1999-01-11 → 2005-09-07
  A. G. Edwards & Sons, Inc.
  Port Charlotte, FL

Other Businesses

1) HALSEY AND COMPANY ADVISORY SERVICES, LLC - 9082 SW LIVERPOOL, ARCADIA, FL 34269, DBA USED FOR SECURITIES BUSINESS THROUGH KOVACK SECURITIES AND KOVACK ADVISORS, MANAGING MEMBER, INVESTMENT RELATED SERVICES, 95% OF TIME SPENT. 2) ROTARY CLUB OF ARCADIA FOUNDATION, INC. - CHARITABLE FOUNDATION, DIRECTOR, LESS THAN 5% OF TIME SPENT. 3) ROTARY CLUB OF ARCADIA, INC. - 900 N. ROBERT AVENUE, ARCADIA, FL 34266, NON-PROFIT ORGANIZATION, DIRECTOR, ATTEND BOARD MEETINGS AND VOTE ON CLUB BUSINESS, LESS THAN 2% OF TIME SPENT. 4)FIXED INSURANCE BUSINESS - 9082 SW LIVERPOOL ROAD ARCADIA, FL 34269; REPRESENTATIVE; SELLING PRODUCTS INCLUDING LIFE INSURANCE, VARIABLE, AND FIXED ANNUITIES; INVESTMENT RELATED BUSINESS; <5% OF TIME SPENT 5) USA SWIMMING OFFICIAL - 9082 SW LIVERPOOL ROAD, ARCADIA FL; 34269; NON-INVESTMENT RELATED; VOLUNTEER OFFICIAL FOR USA SWIMMIMG AT LOCAL SWIM MEETS; TURN OFFICIAL; LESS THAN 5% OF TIME SPENT. 6) SENIOR FRIENDSHIP CENTER, INC. - 1888 BROTHER GEENEN WAY, SARASOTA, FL 34236; NON-INVESTMENT RELATED; START DATE 8.1.25; MEMBER OF FINANCE COMMITTEE; ATTEND MEETINGS EVERY OTHER MONTH; 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS; 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-11-12

Designations

• Certified Financial Planner