Matthew David Osborn

Current Employers

Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2008-11-18

CA RA
APPROVED

Since 2008-11-18

Branch Locations

Redding, CA • United States

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Kovack Securities, Inc.	Fort. Laud.	FL	11/2008	Present
Kovack Advisors, Inc.	Fort.LAud.	FL	11/2008	Present

11/2008 → Present

Kovack Securities, Inc.

Fort. Laud., FL
11/2008 → Present

Kovack Advisors, Inc.

Fort.LAud., FL

Previous Registrations

2004-08-26 → 2008-11-07

Edward Jones

Yreka, CA
1999-10-18 → 2004-08-30

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Rosa, CA

Other Businesses

1) DBA: SHASTA INVESTMENTS & ASSET MANAGEMENT - 7254 JUNIPER DRIVE, REDDING, CA 96003; STOCKS, BONDS, MUTUAL FUNDS, TERM INSURANCE, VARIABLE INSURANCE; INVESTMENT RELATED; OWNER; 95% OF TIME SPENT 2) FIXED INSURANCE SALES - 7254 JUNIPER DRIVE, REDDING, CA 96003; FIXED INSURANCE; NON INVESTMENT RELATED; OWNER; 2% OF TIME SPENT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-09-01

S66 Uniform Combined State Law Examination

1999-09-01

Other Names

Matthew D Osborn

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