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Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-10-17
FL RA APPROVED 2022-09-07
GA RA APPROVED 2022-08-23
TX RA APPROVED_RES 2022-08-22
  • LA RA
    APPROVED
    Since 2022-10-17
  • FL RA
    APPROVED
    Since 2022-09-07
  • GA RA
    APPROVED
    Since 2022-08-23
  • TX RA
    APPROVED_RES
    Since 2022-08-22

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

102 North Hutchinson Avenue, Adel, GA 31620 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Agent Tool Shop Adel GA 06/2008 Present
Voya Financial Advisors Adel GA 09/2014 06/2021
Cetera Advisor Networks El Segundo CA 06/2021 08/2022
Kovack Securities, Inc. Fort Lauderdale FL 08/2022 Present
Kovack Advisors, Inc. Fort Lauderdale FL 08/2022 Present
  • 06/2008 → Present
    The Agent Tool Shop
    Adel, GA
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Adel, GA
  • 06/2021 → 08/2022
    Cetera Advisor Networks
    El Segundo, CA
  • 08/2022 → Present
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 08/2022 → Present
    Fort Lauderdale, FL
Previous Registrations
  • 2021-06-07 → 2022-08-22
    Cetera Wealth Services, Llc
    Adel, GA
    Lake City, FL
    Greenville, SC
    Lake City, FL
    Douglas, GA
    El Segundo, CA
    Adel, GA
  • 2010-01-12 → 2021-06-11
    Columbus, GA
    Sylvester, GA
    Albany, GA
    Macon, GA
    Tifton, GA
    Camilla, GA
    Savannah, GA
    Thomasville, GA
    Dublin, GA
    Brunswick, GA
    Valdosta, GA
    Centerville, GA
    Moultrie, GA
    Cordele, GA
    Americus, GA
    Vidalia, GA
    Macon, GA
    Jacksonville, FL
    Douglas, GA
    Cordele, GA
    Douglas, GA
    Adel, GA
    Valdosta, GA
    Douglas, GA
    Greenville, SC
    Lake City, FL
    Windsor, CT
Other Businesses

1) DBA - INDEPENDENT RETIREMENT PROFESSIONALS - 102 NORTH HUTCHINSON AVENUE ADEL, GA 31620; INVESTMENT RELATED; FIXED INSURANCE AND SECURITIES; OWNER, PRESIDENT & CEO; 100% OF TIME SPENT. 2) INDEPENDENT INSURANCE AGENT - 102 NORTH HUTCHINSON AVENUE, ADEL, GA 31620; INVESTMENT RELATED; FIXED INSURANCE SALES; AGENT; 10% OF TIME SPENT. 3) THE AGENT TOOL SHOP - 102 NORTH HUTCHINSON AVENUE, ADEL, GA 31620; INVESTMENT RELATED; FIXED INSURANCE AGENCY; OWNER & INSURANCE AGENT; 10% OF TIME SPENT. 4) SOUTH GEORGIA ADMINSTRATIVE SERVICES - 102 NORTH HUTCHINSON AVENUE, ADEL, GA 31620; INVESTMENT RELATED; MARKETING SUPPORT TO FINANCIAL PROFESSIONALS; OWNER; LESS THAN 10% OF TIME SPENT. 5) OLD WORLD MARKETING - 102 NORTH HUTCHINSON AVENUE, ADEL, GA 31620; INVESTMENT RELATED; FIXED INSURANCE; OWNER; LESS THAN 10% OF TIME SPENT. 6) DJY, LLC - 102 NORTH HUTCHINSON AVENUE, ADEL, GA 31620; NON-INVESTMENT RELATED; LLC HOLDS OWNERSHIP OF INVESTMENTS; OWNER; LESS THAN 10% OF TIME SPENT. 7) FED IMPACT - 102 NORTH HUTCHINSON AVENUE, ADEL, GA 31620; NON-INVESTMENT RELATED; FEDERAL EMPLOYEE RETIREMENT TRAINING; SPONSOR; LESS THAN 10% OF TIME SPENT. 8) DURABLE POA AND EXECUTOR OF ESTATE FOR CAROL Y. GRAVES - 102 NORTH HUTCHINSON AVENUE, ADEL, GA 31620; NON-INVESTMENT RELATED; EXECUTOR OF ESTATE FOR CAROL GRAVES; POWER OF ATTORNEY; 2% OF TIME SPENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-21
S63 Uniform Securities Agent State Law Examination 2000-01-19
  • S66 Uniform Combined State Law Examination
    2009-12-21
  • S63 Uniform Securities Agent State Law Examination
    2000-01-19
Other Names
  • Danny Jerome Young

View on SEC IAPD

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