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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2009-06-23 |
Branch Locations
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
510 Ave San Luis 2Nd Level, Arecibo, PR 00612 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kovack Securities, Inc. | Ft. Lauderdale | FL | 06/2009 | Present |
| Kovack Advisors, Inc. | Ft. Lauderdale | FL | 06/2009 | Present |
1) DBA- RD FINANCIAL SOLUTIONS CORPORATION - 510 AVE. SAN LUIS, 2ND LEVEL, ARECIBO, PR 00612; INVESTMENT RELATED; INSURANCE, ANNUITIES AND LAWFUL BUSINESS IN THE COMMONWEATH OF PUERTO RICO; PRESIDENT, SECRETARY AND TREASURER; 20% OF TIME SPENT. 2) RD FINANCIAL CONSULTING GROUP - 10 PALACIOS DEL ESCORIAL, APT 1041, CAROLINA, PR 00987; NON-INVESTMENT RELATED; SET UP FOR THE ADMINISTRATIVE AND OPERATIONAL EXPENSES FOR SECURITIES BUSINESS, AND FOR PROPERTY RENT; OWNER; 10% OF TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-09-11 |
| S65 | Uniform Investment Adviser Law Examination | 2000-03-29 |
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