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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-03-01
  • FL RA
    APPROVED
    Since 2019-03-01

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Kovack Securities, Inc. Fort Lauderdale FL 04/2016 10/2018
Kovack Advisors, Inc Fort Lauderdale FL 04/2016 10/2018
Ameriprise Financial Services, Inc Boca Raton FL 10/2018 11/2018
Kovack Advisors, Inc. Fort Lauderdale FL 12/2018 Present
Kovack Securities, Inc. Fort Lauderdale FL 12/2018 Present
  • 04/2016 → 10/2018
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 04/2016 → 10/2018
    Fort Lauderdale, FL
  • 10/2018 → 11/2018
    Ameriprise Financial Services, Inc
    Boca Raton, FL
  • 12/2018 → Present
    Fort Lauderdale, FL
  • 12/2018 → Present
    Kovack Securities, Inc.
    Fort Lauderdale, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-07-17
  • S66 Uniform Combined State Law Examination
    2000-07-17
Other Names
  • Dorothy Joanna Bakiera
  • Dorothy Joanna Gilbert
  • Dorothy Joanna Bakiera
  • Dorothy J Gilbert
  • Dorothy Gilbert

View on SEC IAPD

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