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James William Brennan

Osaic Wealth, Inc.

Mishawaka, IN

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 1998-12-08
  • IN RA
    APPROVED
    Since 1998-12-08

Branch Locations

805 E. Mckinley Ave., Mishawaka, IN 46545 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Mishawaka IN 11/1989 Present
Other Businesses

1. J.W.BRENNAN & ASSOCIATES, INC.INVESTMENT RELATED,805 EAST MCKINLEY AVENUE MISHAWAKA,IN. 46545, OWNER,1986,5HRS,1HR,SELL LIFE, DISABILITY AND HEALTH INSURANCE. ROYAL ALLIANCE, YES, 805 E. MCKINLEY AVE, MISHAWAKA, IN, 46545, IAR, 12/08/98, 2, .25, REVIEW INVESTMENT MODELS AND ALLOCATIONS USING THE APPROVED VENDORS 2. JAMES W. & AUDRA E. BRENNAN POSITION: owner NATURE: Office Building owned jointly with spouse and rented to my business (J.W.Brennan & Assoc. Inc.). INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2003 ADDRESS: 1619 Bennington Court, Mishawaka IN 46544, United States DESCRIPTION: Own and maintain the property 3. JAMES W. BRENNAN, II POSITION: POA NATURE: I have Power of Attorney for my mother and step-father. (Charles H. Foster age 92 & Patricia A. Foster age 86) INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/09/2018 ADDRESS: 1619 Bennington Court, Mishawaka IN 46544, United States DESCRIPTION: Help pay parents' bills, help with medical appts., help with housing and care issues at an assisted living residence

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-03-07
  • S63 Uniform Securities Agent State Law Examination
    1986-03-07
Other Names
  • James William Ii Brennan

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