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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 1998-12-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Mishawaka | IN | 11/1989 | Present |
1. J.W.BRENNAN & ASSOCIATES, INC.INVESTMENT RELATED,805 EAST MCKINLEY AVENUE MISHAWAKA,IN. 46545, OWNER,1986,5HRS,1HR,SELL LIFE, DISABILITY AND HEALTH INSURANCE. ROYAL ALLIANCE, YES, 805 E. MCKINLEY AVE, MISHAWAKA, IN, 46545, IAR, 12/08/98, 2, .25, REVIEW INVESTMENT MODELS AND ALLOCATIONS USING THE APPROVED VENDORS 2. JAMES W. & AUDRA E. BRENNAN POSITION: owner NATURE: Office Building owned jointly with spouse and rented to my business (J.W.Brennan & Assoc. Inc.). INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2003 ADDRESS: 1619 Bennington Court, Mishawaka IN 46544, United States DESCRIPTION: Own and maintain the property 3. JAMES W. BRENNAN, II POSITION: POA NATURE: I have Power of Attorney for my mother and step-father. (Charles H. Foster age 92 & Patricia A. Foster age 86) INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/09/2018 ADDRESS: 1619 Bennington Court, Mishawaka IN 46544, United States DESCRIPTION: Help pay parents' bills, help with medical appts., help with housing and care issues at an assisted living residence
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-03-07 |
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