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Kristopher John Sweringen

Ameriprise Financial Services, LLC

Newark, DE

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-12-15
  • DE RA
    APPROVED
    Since 2025-12-15

Branch Locations

200 Continental Dr Ste 200, Newark, DE 19713-4303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Wilmington DE 06/2024 Present
Elkton High School Elkton MD 08/2023 07/2025
Troon Newark DE 01/2022 09/2024
Hightower Advisors Trust Company Wilmington DE 06/2023 08/2023
Mid-Atlantic Pressure Newark DE 07/2022 06/2023
University Of Delaware Newark DE 09/2020 05/2024
Elkton High School Elkton MD 09/2016 06/2020
  • 06/2024 → Present
    Ameriprise Financial Services, Llc
    Wilmington, DE
  • 08/2023 → 07/2025
    Elkton High School
    Elkton, MD
  • 01/2022 → 09/2024
    Troon
    Newark, DE
  • 06/2023 → 08/2023
    Hightower Advisors Trust Company
    Wilmington, DE
  • 07/2022 → 06/2023
    Mid-Atlantic Pressure
    Newark, DE
  • 09/2020 → 05/2024
    University Of Delaware
    Newark, DE
  • 09/2016 → 06/2020
    Elkton High School
    Elkton, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-01
  • S66 Uniform Combined State Law Examination
    2025-12-01
Other Names
  • Kris Sweringen

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · NEWARK, DE
JPL ASSET MANAGEMENT AND PLANNING, LLC · NEWARK, DE
NJM VENCAP LLC · NEWARK, DE
RIVER FAMILY ADVISORS LLC · Newark, DE
EAGLE STRATEGIES LLC · NEWARK, DE
MML INVESTORS SERVICES, LLC · NEWARK, DE
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · Newark, DE
OSAIC WEALTH, INC. · Newark, DE

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