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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-04-02
  • DE RA
    APPROVED
    Since 2025-04-02

Branch Locations

900 Prides Crossing, Newark, DE 19713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Diamond State Financial Group Newark DE 01/2024 12/2024
Dupont Country Club Newark DE 01/2023 12/2023
Jamestown Painting Company Newark DE 01/2022 12/2022
Jamestown Painting Newark DE 01/2021 12/2021
Cuzinos Pizza Wilmington DE 01/2020 12/2020
N/A Wilmington DE 01/2014 12/2019
Cetera Wealth Services, Llc El Segundo CA 03/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 04/2025 Present
  • 01/2024 → 12/2024
    Diamond State Financial Group
    Newark, DE
  • 01/2023 → 12/2023
    Dupont Country Club
    Newark, DE
  • 01/2022 → 12/2022
    Jamestown Painting Company
    Newark, DE
  • 01/2021 → 12/2021
    Jamestown Painting
    Newark, DE
  • 01/2020 → 12/2020
    Cuzinos Pizza
    Wilmington, DE
  • 01/2014 → 12/2019
    N/A
    Wilmington, DE
  • 03/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 04/2025 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: DIAMOND STATE FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2025 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL BRIEF DESCRIPTION OF DUTIES: PROVIDING FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-13
  • S66 Uniform Combined State Law Examination
    2025-01-13

View on SEC IAPD

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