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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2023-08-10
  • DE RA
    APPROVED
    Since 2023-08-10

Branch Locations

900 Prides Crossing, Newark, DE 19713 • United States

1301 Coastal Hwy Unit 425, Dewey Beach, DE 19971 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St Paul MN 11/1998 08/2023
Securian Financial Services, Inc. Newark DE 11/1998 08/2023
Diamond State Financial Newark DE 11/1998 Present
Cetera Wealth Services, Llc Newark DE 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 11/1998 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 11/1998 → 08/2023
    Securian Financial Services, Inc.
    Newark, DE
  • 11/1998 → Present
    Diamond State Financial
    Newark, DE
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Newark, DE
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 1999-05-19 → 2023-08-10
    Securian Financial Services, Inc.
    Newark, DE
    Newark, DE
    St. Paul, MN
Other Businesses

1) DSFG FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/14/2016 ADDRESS: , Newark DE , United States DESCRIPTION: Agent/Broker 2) BEACH HOUSE POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 07/23/2020 ADDRESS: 1301 Coastal Highway, Unit 425, Dewey Beach DE 19971, United States DESCRIPTION: I purchased a beach house that will can be rented when I'm not using it. As of right now it is advertised through Remax and my involvement is minimal. 3) FINANCE COMMITTEE OF HOMEOWNERS ASSOCIATION POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2021 ADDRESS: 1301 Coastal Highway, Unit 425, Dewey Beach DE 19971, United States DESCRIPTION: I will be one of 5 condo owners that make up the finance committee. 4) NAME OF OTHER BUSINESS: DIAMOND STATE FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE, SECURITIES AND ADVISORY SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: SECURITIES AND ADVISORY SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-02-16
  • S66 Uniform Combined State Law Examination
    1999-02-16
Designations
Other Names
  • William J Hagerman
  • Wm. Jason Hagerman

View on SEC IAPD

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