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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-27
DE RA APPROVED 2024-08-14
  • TX RA
    APPROVED
    Since 2025-06-27
  • DE RA
    APPROVED
    Since 2024-08-14

Branch Locations

900 Prides Crossing, Newark, DE 19713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St. Luke's Allentown PA 03/2023 Present
University Of Wisconsin Football Madison WI 08/2022 12/2022
Athletic Republic Moosic PA 01/2021 05/2022
Fallston Liquors Fallston MD 06/2022 07/2022
Whitehouse Auto Station Whitehouse NJ 02/2017 01/2020
Marywood University Scranton PA 08/2017 05/2021
Delaware Valley Regional High School Frenchtown NJ 09/2013 06/2017
Cetera Wealth Services, Llc El Segundo CA 03/2024 Present
St Luke's Allentown PA 03/2023 Present
Cetera Investment Advisers Schaumburg IL 05/2024 Present
  • 03/2023 → Present
    St. Luke's
    Allentown, PA
  • 08/2022 → 12/2022
    University Of Wisconsin Football
    Madison, WI
  • 01/2021 → 05/2022
    Athletic Republic
    Moosic, PA
  • 06/2022 → 07/2022
    Fallston Liquors
    Fallston, MD
  • 02/2017 → 01/2020
    Whitehouse Auto Station
    Whitehouse, NJ
  • 08/2017 → 05/2021
    Marywood University
    Scranton, PA
  • 09/2013 → 06/2017
    Delaware Valley Regional High School
    Frenchtown, NJ
  • 03/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2023 → Present
    St Luke's
    Allentown, PA
  • 05/2024 → Present
    Cetera Investment Advisers
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: DIAMOND STATE FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 05/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: DUTIES INVOLVE FINANCIAL ADVISING AND PLANNING FOR CLIENTS 2. NAME OF OTHER BUSINESS: ST LUKE'S INVESTMENT RELATED: NO ADDRESS: 1110 ST LUKE'S WAY ALLENTOWN, PA NATURE OF BUSINESS: HEALTHCARE START DATE: 03/2023 POSITION/TITLE/RELATIONSHIP: SPORTS PERFORMANCE COACH APX NUMBER OF HOURS PER WEEK: 36 APX NUMBER OF HOURS DURING TRADING HOURS: 24 BRIEF DESCRIPTION OF DUTIES: I TRAIN ATHLETES THAT I AM ASSIGNED TO WORK WITH, AS WELL AS TRAINING PRIMARILY AT A HIGH SCHOOL. 3. NAME OF OTHER BUSINESS: DIAMOND STATE FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE, SECURITIES AND ADVISORY SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: SECURITIES AND ADVISORY SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-26
  • S66 Uniform Combined State Law Examination
    2024-04-26

View on SEC IAPD

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