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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2026-06-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Diamond State Financial Group | Newark | DE | 04/2023 | Present |
| Csc | Wilmington | DE | 03/2022 | 04/2023 |
| Cecil County Maryland | Elkton | MD | 07/2019 | 07/2022 |
| Longo & Associates Lp | Wilmington | DE | 06/2016 | 07/2019 |
| Widener University | Wilmington | DE | 05/2019 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 08/2023 | 06/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2026 | Present |
1. NAME OF OTHER BUSINESS: WIDENER UNIVERSITY INVESTMENT RELATED: NO ADDRESS: 4601 CONCORD PIKE, WILMINGTON, DE 19803 NATURE OF BUSINESS: EDUCATION START DATE: 5/2019 POSITION/TITLE/RELATIONSHIP: ADJUNCT PROFESSOR APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: ADJUNCT PROFESSOR; 2. NAME OF OTHER BUSINESS: DIAMOND STATE FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 4/2023 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: OPERATIONS AND COMPLIANCE SERVICES AND CONSULTING FOR FINANCIAL SERVICES FIRM; 3. NAME OF OTHER BUSINESS: WIDENER UNIVERSITY DELAWARE LAW SCHOOL; INVESTMENT RELATED: NO; ADDRESS: 4601 CONCORD PIKE WILMINGTON, DE 19803; NATURE OF BUSINESS: EDUCATION; START DATE: 01/2027; POSITION/TITLE/RELATIONSHIP: ADJUNCT PROFESSOR; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TEACHING A VARIETY OF CLASSES PERTAINING THE LAW TO STUDENTS OF PARALEGAL AND MASTER OF LEGAL STUDIES, MENTOR DISSERTATION STUDENTS WHO ARE CANDIDATES FOR DOCTORAL DEGREES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-18 |
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