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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-01-04
  • DE RA
    APPROVED
    Since 2025-01-04

Branch Locations

900 Prides Crossing, Newark, DE 19713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dickey's Barbecue Pit Middletown DE 09/2019 02/2020
Mainstreet Movies 5 Newark DE 01/2020 06/2021
Wsfs Bank Wilmington DE 06/2021 08/2021
Tap Room Crab House Chesapeake City MD 01/2024 08/2024
University Of Delaware Newark DE 07/2020 08/2024
Unemployed Bear DE 08/2014 08/2019
Cetera Wealth Services, Llc El Segundo CA 08/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2025 Present
  • 09/2019 → 02/2020
    Dickey's Barbecue Pit
    Middletown, DE
  • 01/2020 → 06/2021
    Mainstreet Movies 5
    Newark, DE
  • 06/2021 → 08/2021
    Wsfs Bank
    Wilmington, DE
  • 01/2024 → 08/2024
    Tap Room Crab House
    Chesapeake City, MD
  • 07/2020 → 08/2024
    University Of Delaware
    Newark, DE
  • 08/2014 → 08/2019
    Unemployed
    Bear, DE
  • 08/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2025 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: DIAMOND STATE FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE, SECURITIES AND ADVISORY SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: SECURITIES AND ADVISORY SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-30
  • S66 Uniform Combined State Law Examination
    2024-12-30
Other Names
  • Preston Knotts

View on SEC IAPD

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