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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2025-07-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Field Lining & Painting Services Llc | Thornton | PA | 09/2017 | 06/2025 |
| Morrison Homes Llc | Thornton | PA | 08/2017 | 09/2017 |
| Diamond State Financial Group | Newark | DE | 06/2025 | Present |
| Germans' Professional Services | Newark | DE | 06/2020 | 09/2020 |
| Yorklyn Swim Club (Yorklyn Pool And Tennis Club) | Hockessin | DE | 05/2019 | 09/2019 |
| C&P Pressure Washing | Hockessin | DE | 05/2021 | 10/2021 |
| Salesianum School | Wilmington | DE | 09/2017 | 05/2021 |
| All Saints Catholic School | Elsmere | DE | 09/2014 | 05/2017 |
| Cetera Wealth Services, Llc | El Segundo | CA | 05/2024 | 06/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2025 | Present |
1. NAME OF OTHER BUSINESS: DIAMOND STATE FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: INSURANCE, SECURITIES, AND ADVISORY SERVICES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-05 |
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