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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-23 |
| DE | RA | APPROVED | 2025-04-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Simm Associates | Newark | DE | 06/2016 | 06/2019 |
| Zingo's Pike Creek, Inc | Newark | DE | 03/2018 | 06/2018 |
| Salesianum High School | Wilmington | DE | 09/2016 | 06/2020 |
| Troon Golf | Ocean View | DE | 06/2020 | 08/2020 |
| Simm Associates | Newark | DE | 06/2021 | 01/2024 |
| University Of Delaware | Newark | DE | 09/2020 | 12/2024 |
| Diamond State Financial Group | Newark | DE | 05/2024 | 09/2024 |
| Cetera Advisor Networks Llc | El Segundo | CA | 05/2024 | 03/2025 |
| Cetera Wealth Services, Llc | El Segundo | CA | 03/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 04/2025 | Present |
1. NAME OF OTHER BUSINESS: DIAMOND STATE FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 05/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 2. NAME OF OTHER BUSINESS: DELAWARE SMALL BUSINESS CHAMBER; INVESTMENT RELATED: NO; ADDRESS: 700 CAPITOL TR NEWARK, DE 19711; NATURE OF BUSINESS: NON PROFIT; START DATE: 07/2026; POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: WELCOME NEW MEMBERS; 3. NAME OF OTHER BUSINESS: BRANDYWINE TOASTMASTERS CLUB; INVESTMENT RELATED: NO; ADDRESS: 920 JUSTISON STREET WILMINGTON, DE 19801; NATURE OF BUSINESS: NON PROFIT; START DATE: 07/2026; POSITION/TITLE/RELATIONSHIP: VP OF MEMBERSHIP; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: I INTRODUCE AND HELP NEW MEMBERS SIGN UP FOR THE CLUB;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-28 |
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