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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-05-23 |
| DE | RA | APPROVED | 2019-05-22 |
Branch Locations
625 Barksdale Rd Ste 105, Newark, DE 19711-4535 • United States
Sewell, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Marlton | NJ | 08/2016 | 09/2017 |
| The Prudential Insurance Company Of America | Marlton | NJ | 11/2016 | 09/2017 |
| Ameriprise Financial Services Inc. | Vineland | NJ | 10/2017 | 04/2019 |
| Ameriprise Financial Services, Inc. | Newark | DE | 05/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Newark | DE | 03/2020 | Present |
Outside Employment; Varsity Tutors; Remotely tutoring students as an independent contractor.; Tutoring students remotely.; 101 S Hanley Road, Suite 300, Saint Louis, MO, 63105; Not Investment-Related; 10/31/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2016-11-01 |
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