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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-07
TX RA APPROVED_RES 2026-07-31
  • FL RA
    APPROVED
    Since 2026-08-07
  • TX RA
    APPROVED_RES
    Since 2026-07-31

Branch Locations

201 E Las Olas Suite 2400, Ft. Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Fort Lauderdale FL 06/2026 Present
J.P. Morgan Securities Llc Fort Lauderdale FL 06/2026 Present
Assurance Wealth & Financial Llc Miami FL 03/2024 Present
The Ballestas Group Miami FL 02/2021 05/2026
Florida International University Tallahassee FL 08/2020 12/2021
Solar Five Llc Lexington MA 01/2020 12/2020
Unemployed Miami FL 06/2016 12/2019
  • 06/2026 → Present
    Jpmorgan Chase Bank, N.A.
    Fort Lauderdale, FL
  • 06/2026 → Present
    Fort Lauderdale, FL
  • 03/2024 → Present
    Assurance Wealth & Financial Llc
    Miami, FL
  • 02/2021 → 05/2026
    The Ballestas Group
    Miami, FL
  • 08/2020 → 12/2021
    Florida International University
    Tallahassee, FL
  • 01/2020 → 12/2020
    Solar Five Llc
    Lexington, MA
  • 06/2016 → 12/2019
    Unemployed
    Miami, FL
Previous Registrations
Other Businesses

NAME OF OTHER BUSINESS:Assurance Wealth and Financial IS THIS OTHER BUSINESS INVESTMENT RELATED?:No ADDRESS:,Miami,FL,33129,USA NATURE OF OTHER BUSINESS:Insurance YOUR POSITION, TITLE, OR RELATIONSHIP WITH THIS OTHER BUSINESS:Personally investing in or owning another company START DATE OF YOUR RELATIONSHIP:2024-03-19 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS:2 NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:Sale of life insurance contracts I'm currently not working on any new cases however there are pre-existing contracts that require annual renewals. IS THIS A RESIDENTIAL ADDRESS?:Yes

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-01
  • S66 Uniform Combined State Law Examination
    2022-04-01

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