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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-07 |
| TX | RA | APPROVED_RES | 2026-07-31 |
Branch Locations
201 E Las Olas Suite 2400, Ft. Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Fort Lauderdale | FL | 06/2026 | Present |
| J.P. Morgan Securities Llc | Fort Lauderdale | FL | 06/2026 | Present |
| Assurance Wealth & Financial Llc | Miami | FL | 03/2024 | Present |
| The Ballestas Group | Miami | FL | 02/2021 | 05/2026 |
| Florida International University | Tallahassee | FL | 08/2020 | 12/2021 |
| Solar Five Llc | Lexington | MA | 01/2020 | 12/2020 |
| Unemployed | Miami | FL | 06/2016 | 12/2019 |
NAME OF OTHER BUSINESS:Assurance Wealth and Financial IS THIS OTHER BUSINESS INVESTMENT RELATED?:No ADDRESS:,Miami,FL,33129,USA NATURE OF OTHER BUSINESS:Insurance YOUR POSITION, TITLE, OR RELATIONSHIP WITH THIS OTHER BUSINESS:Personally investing in or owning another company START DATE OF YOUR RELATIONSHIP:2024-03-19 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS:2 NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:Sale of life insurance contracts I'm currently not working on any new cases however there are pre-existing contracts that require annual renewals. IS THIS A RESIDENTIAL ADDRESS?:Yes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-01 |
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