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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-02-06
  • DE RA
    APPROVED
    Since 2024-02-06

Branch Locations

520 Christiana Medical Center, Newark, DE 19702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Newark DE 09/2016 Present
Primerica Financial Services Newark DE 04/2016 Present
United States Coast Guard Philadelphia PA 07/2011 08/2017
  • 09/2016 → Present
    Newark, DE
  • 04/2016 → Present
    Primerica Financial Services
    Newark, DE
  • 07/2011 → 08/2017
    United States Coast Guard
    Philadelphia, PA
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Pleasant Valley and Milk St MA, LLC., Not investment related, 90 Pleasant Valley Street, Methuen, MA 01844, 50% Owner with brother, 40 hours committed per month (0 hours during securities trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-18
S63 Uniform Securities Agent State Law Examination 2016-12-05
  • S65 Uniform Investment Adviser Law Examination
    2017-09-18
  • S63 Uniform Securities Agent State Law Examination
    2016-12-05
Other Names
  • James Timothy Maguire

View on SEC IAPD

Other Firms

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