Bradley Joseph Ross

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-01-02
RI	RA	APPROVED	2023-09-15
FL	RA	APPROVED	2011-11-28

TX RA
APPROVED_RES

Since 2026-01-02
RI RA
APPROVED

Since 2023-09-15
FL RA
APPROVED

Since 2011-11-28

Branch Locations

401 East Las Olas Boulevard Las Olas Centre, Ft. Lauderdale, FL 33301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Ft Louderdale	FL	11/2011	Present

11/2011 → Present

Ubs Financial Services Inc

Ft Louderdale, FL

Previous Registrations

2009-10-21 → 2011-12-02

Raymond James & Associates, Inc.

Fort Lauderdale, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-10-13
S63	Uniform Securities Agent State Law Examination	1985-01-30

S65 Uniform Investment Adviser Law Examination

2009-10-13
S63 Uniform Securities Agent State Law Examination

1985-01-30

Other Names

Brad Ross

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews