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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2003-05-27 |
| FL | RA | APPROVED | 1987-08-12 |
Branch Locations
401 East Las Olas Boulevard Las Olas Centre, Ft. Lauderdale, FL 33301 • United States
1 E Broward401 East Las Olas Boulevard Suite 2300, Las Olas Centre, Ft Lauderdale, FL 33301 • United States
Coral Springs, FL • United States
Pomopano Beach, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Ft. Lauderdale | FL | 08/1987 | Present |
TOWER FORUM,512 NE THIRD AVENUE FT. LAUDERDALE, FL 33301,BOARD MEMBER, 3 HRS. PER MONTH, EFF: 4-27-09. 2)BROWARD EDUCATION FOUNDATION / 600 SE 3RD AVE FT LAUDERDALE,FL 33301 / Foundation/ Education / NON PROFIT SUPPORTS BROWARD COUNTY SCHOOLS / Member of Board of Directors / / BOARD MEMBER- ASSISTANT TREASURER / Start Date 11/1/11 /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-10 |
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