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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-06-25
TX RA APPROVED_RES 2023-04-28
DE RA APPROVED 2017-03-25
  • PA RA
    APPROVED
    Since 2024-06-25
  • TX RA
    APPROVED_RES
    Since 2023-04-28
  • DE RA
    APPROVED
    Since 2017-03-25

Branch Locations

200 Continental Drive Suite 101, Newark, DE 19713 • United States

Avondale, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Newark DE 03/2017 Present
Massmutual Life Insurance Co Newark DE 07/2016 Present
Previous Registrations
  • 1997-12-22 → 2017-03-25
    Msi Financial Services, Inc.
    Newark, DE
    Newark, DE
    Newark, DE
Other Businesses

(1) NAME: STANLEY MINKA INV REL: Y ADDR: 200 CONTINENTAL DR, SUITE 101, NEWARK, DE 19713 NATURE: OUTSIDE INSURANCE POSITION: AGENT START: 01/1992 NO HRS: 10 NO HRS DUR TRADING: 5 DESCRIBE DUTIES: LIFE, PROPERTY/CASUALTY, FIXED ANNUITIES & HEALTH. (2) NAME: SSR FINANCIAL GROUP, LLC INV REL: Y ADD: 200 CONTINENTAL DR, SUITE 101, NEWARK, DE 19713 NATURE: CREATING LLC FOR PAYROLL PURPOSES POSITION: PARTNER/MEMBER 33% START: 05/03/2023 NO HRS: 1 NO HRS DUR TRADING: 1 DESCRIBE DUTIES: CREATION OF LLC TO BE ABLE TO EFFICIENTLY PAY ASSISTANT. (3) NAME: NAIFA - DE INV REL: N ADD: RESIDENTIAL ADDRESS NATURE: NATIONAL ASSOCIATION OF INSURANCE & FINANCIAL ADVISORS - NETWORKING POSITION: PROFESSIONAL DEVELOPMENT START DATE: 01/01/2025 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: COORDINATING START FOR THE EDUCATION OF OUR MEMBERS SPRING & SUMMER/FALL MEETINGS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-09
S63 Uniform Securities Agent State Law Examination 1986-10-13
  • S65 Uniform Investment Adviser Law Examination
    1997-12-09
  • S63 Uniform Securities Agent State Law Examination
    1986-10-13
Designations
Other Names
  • Stanley Edward Minka

View on SEC IAPD

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