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Mark Alan Blubaugh

LPl Financial LLC

Mishawaka, IN

Winamac, IN

Elkhart, IN

Bremen, IN

Plymouth, IN

Rochester, IN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-04-22
IN RA APPROVED 1998-12-03
  • TX RA
    APPROVED_RES
    Since 2013-04-22
  • IN RA
    APPROVED
    Since 1998-12-03

Branch Locations

906 W Edison Rd, Mishawaka, IN 46545 • United States

814 Us 35 First Federal Savings Bank, Winamac, IN 46996 • United States

2926 S Main St First Federal Savings Bank, Elkhart, IN 46517 • United States

206 W. Plyouth First Federal Savings Bank, Bremen, IN 46506 • United States

2113 N.MIchigan First Federal Savings Bank, Plymouth, IN 46563 • United States

301 E. Ninth St., Rochester, IN 46975 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp. Rochester IN 02/1996 Present
  • 02/1996 → Present
    Linsco/Private Ledger Corp.
    Rochester, IN
Other Businesses

1.FIRST FED. FINANCIAL CORP.-INDEPENDENT INSURANCE AGENT 2. ASSOCIATION WITH RENTAL PROPERTIES / ROCHESTER, IN / APPROVED AUGUST 13, 2004

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-06-28
  • S63 Uniform Securities Agent State Law Examination
    1982-06-28

View on SEC IAPD

Other Firms

UBS FINANCIAL SERVICES INC.
ROSENTHAL | HENRY CAPITAL ADVISORS, INC.
ROBERT W. BAIRD & CO. INCORPORATED
RAYMOND JAMES & ASSOCIATES, INC.
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
SYM FINANCIAL ADVISORS
STATE FARM INVESTMENT MANAGEMENT CORP.
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

BARBARA LYNN WOLFE
DANIEL DOUGLAS ARNOLD
RAYMOND SAMUEL BYERS
JOSEPH FRANK VARGA
CHARLES ADAMS HENRY
JOHN WILLIAM ROSENTHAL
NATHAN WILLIAM RUMELY
KYLE PATRICK EVERETT

Other Offices

UBS FINANCIAL SERVICES INC. · MISHAWAKA, IN
ROSENTHAL | HENRY CAPITAL ADVISORS, INC. · MISHAWAKA, IN
ROBERT W. BAIRD & CO. INCORPORATED · Mishawaka, IN
RAYMOND JAMES & ASSOCIATES, INC. · MISHAWAKA, IN
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · MISHAWAKA, IN
SYM FINANCIAL ADVISORS · Mishawaka, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Mishawaka, IN
WELLS FARGO CLEARING SERVICES, LLC · MISHAWAKA, IN

More in Mishawaka, IN

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