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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-12-15 |
Branch Locations
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
840 Us Hwy 1 Suite 435M, North Palm Beach, FL 33408 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regal Investment Advisors, Llc | Kentwood | MI | 08/2013 | 12/2021 |
| Regulus, Llc | Kentwood | MI | 01/2014 | 12/2021 |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 12/2021 | Present |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 12/2021 | Present |
1) DBA - RETIREMENT PLAN DESIGN -840 US HWY 1, SUITE 435M, NORTH PALM BEACH, FL 33408; INVESTMENT RELATED; OFFERING FEE BASED AND COMMISSION BASED INVESTMENTS; CRPC; 65% OF TIME SPENT. 2) LEIGH ENTERPRISES - 840 US HWY 1, SUITE 435M, NORTH PALM BEACH, FL 33408; NON-INVESTMENT RELATED; INCOME TAX PREPARATION, BOOK PUBLISHER AND AUTHOR; OWNER; 5% OF TIME SPENT. 3) DONOHOO FINANCIAL GROUP - 840 US HWY 1, SUITE 435M, NORTH PALM BEACH, FL 33408; INVESTMENT RELATED; SELL LIFE INSURANCE, MEDICARE INSURANCE, LONG TERM CARE INSURANCE, DISABILITY INSURANCE, FIXED ANNUITIES AND INDEX ANNUITIES; OWNER; 30% OF TIME SPENT. 4) NOTARY - 840 US HWY 1, SUITE 435M, NORTH PALM BEACH, FL 33408; NON-INVESTMENT RELATED; NOTARIZE DOCUMENTS; NOTARY; LESS THAN 1% OF TIME SPENT. 5) UNITED REALTY GROUP L.P. - 4880 DONALD ROSS ROAD, SUITE 125, PALM BEACH GARDENS, FL 33418; NON-INVESTMENT RELATED; START DATE MAY 15, 2025; REAL ESTATE BROKER; LISTINGS FOR SALE OR WORK WITH THE BUYER; 8 HOURS/MONTH DEVOTED TO OTHER BUSINESS; 4 HOURS/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-06-10 |
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