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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-10-29 |
| CA | RA | APPROVED | 2017-03-25 |
Branch Locations
555 Twin Dolphin Dr Ste 320, Redwood City, CA 94065 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ted Pollock Corporation | Foster City | CA | 04/1982 | Present |
| Metlife Securities Inc. | Foster City | CA | 01/2015 | 03/2017 |
| Mml Investors Services, Llc | Redwood City | CA | 03/2017 | Present |
| Massmutual Life Insurance Co | Redwood City | CA | 07/2016 | Present |
(1)Name: Charles (Ted) Pollock Inv rel: Y Add: 555 Twin Dolphin Dr, Ste 320, Redwood City, CA 94065 Nature: Individual life, Health, Group Life, Group Health, Disability Position: Agent Start date:01/1973 No. HR/MO: 4 No. HR/MO during sec trading: 4 (2)Name: Ted Pollock Corporation Inv rel: Y Add: At Residential Address Nature/Duties: Owner of corporation for pass through compensation Position: Owner Start date: 04/01/2026 No. HR/MO: 30 No. HR/MO during sec trading: 30
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-06-27 |
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