H Glenn Garvin Jr.

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	1986-09-10
TX	RA	APPROVED_RES	1983-08-23

FL RA
APPROVED

Since 1986-09-10
TX RA
APPROVED_RES

Since 1983-08-23

Branch Locations

401 East Las Olas Boulevard Las Olas Centre, Ft. Lauderdale, FL 33301 • United States

New Smyrna Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Ft. Lauderdale	FL	04/1979	Present

04/1979 → Present

Ubs Financial Services Inc.

Ft. Lauderdale, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-03-29
S63	Uniform Securities Agent State Law Examination	1979-09-28

S65 Uniform Investment Adviser Law Examination

1994-03-29
S63 Uniform Securities Agent State Law Examination

1979-09-28

Other Names

Hadden Glenn Garvin

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews