Steven Jay Fraidstern

Current Employers

Employment History

• 05/1981 → Present
  Associated Pension Consultants
  Ft. Lauderdale, FL
• 10/1990 → Present
  Associated Financial Consultants
  Ft. Lauderdale, FL
• 01/1992 → 07/2020
  Investacorp, Inc.
  Miami Lakes, FL
• 11/1997 → 07/2020
  Investacorp Advisory Services, Inc.
  Miami Lakes, FL
• 10/1989 → Present
  Associated Investor Services, Inc.
  Ft. Lauderdale, FL
• 07/2020 → 06/2024
  Securities America, Inc.
  Ft. Lauderdale, FL
• 07/2020 → 06/2024
  Securities America Advisors, Inc.
  Fort Lauderdale, FL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Ft. Lauderdale, FL

Previous Registrations

• 2020-07-17 → 2024-06-14
  Securities America Advisors, Inc.
  Fort Lauderdale, FL
• 1998-01-02 → 2020-07-17
  Investacorp Advisory Services Inc
  Ft. Lauderdale, FL

Other Businesses

1. DBA - Associated Investor Services Inc. 2. DBA - Associated Financial Consultants Inc. 3. ASSOCIATED PENSION CONSULTANTS, INC. POSITION: Secretary NATURE: Insurance agency-dormant but receives residual fixed business commission. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/1981 ADDRESS: 2699 Stirling Road, A-200, Fort Lauderdale FL 33312 DESCRIPTION: My position in the organization is secretary, the duties of this position are secretary 4. AFV & W REAL ESTATE PARTNERSHIP LLP POSITION: Partner NATURE: Real Estate limited liability partnership INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/1996 ADDRESS: 2699 Stirling Road, A-200, Fort Lauderdale FL 33312 DESCRIPTION: my position in the organization is partner, the duties of this position are partner in a real estate limited liability partnership that owns a condo office located at 2699 Stirling road, fort Lauderdale, fl which is leased to Associated Investor Services In. and Associated Financial Consultants Inc. 5. AFC-AIS HOLDING CORP POSITION: Treasurer/Shareholder NATURE: Holding Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/22/2000 ADDRESS: 2699 Stirling Road, A-200, Fort Lauderdale FL 33312 DESCRIPTION: My position in the organization is Treasurer/Shareholder, the duties of this position are Treasurer/Shareholder-owns17.5%holding corporation formed in January 2000, owns 100% of Associated Investor Services, Inc. and Associated Financial Consultants, Inc. 6. ASSOCIATED INVESTOR SERVICES, INC. POSITION: Treasurer NATURE: Independent Investment Advisory Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 10/01/1989 ADDRESS: 2699 Stirling Road, A-200, Fort Lauderdale FL 33312, United States DESCRIPTION: My position in the organization is Treasurer, the duties of this position are Treasurer-Investment sales and advice 7.AFC-AIS HOLDING CORP POSITION: Shareholder 5% NATURE: Holding Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/22/2000 ADDRESS: 2699 Stirling Road, Suite A-200, Fort Lauderdale FL 33312, United States DESCRIPTION: My position is shareholder owning 5% of the entity 8. ASSOCIATED FINANCIAL CONSULTANTS, INC. POSITION: Treasurer NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 110 START DATE: 03/01/1990 ADDRESS: 2699 Stirling Road, A-200, Fort Lauderdale FL 33312, United States DESCRIPTION: My position in the organization is treasurer, the duties of this position are Treasurer-fixed insurance sales

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-03-02
• S63 Uniform Securities Agent State Law Examination
  1995-03-06

Designations