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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | West Seneca | NY | 03/2023 | 07/2025 |
| Lippes Mathias Llp | Buffalo | NY | 01/2020 | 12/2022 |
| Choate Hall & Stewart | Boston | MA | 12/2017 | 12/2019 |
| Klr | Boston | MA | 02/2017 | 11/2017 |
| Lmhs, Llp | Norwell | MA | 09/2013 | 02/2017 |
| Sgroi Financial, Llc | West Seneca | NY | 01/2023 | 10/2024 |
| Lpl Financial Llc | West Seneca | NY | 07/2025 | Present |
1. 0710/2025- Sgroi Wealth Advisory Group- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/09/2023- 120 Hours Per Month- 5 Hours During Trading 2. 04/02/2026 - Sgroi Lawley Group LLC- DBA for LPL Business (entity for LPL business)- Investment Related- At Reported Business Location(s)- Start date 01/09/2023- 120 Hours Per Month/ 105 Hours During Trading 3. 04/06/2026 - Sgroi Lawley- DBA for LPL Business (entity for LPL business)- Investment Related- At Reported Business Location(s)- Start date 01/09/2023- 120 Hours Per Month/ 105 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-16 |
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