Best Investors
Account
Sign in
Best Investors
Account
Sign in
965 Union Road, West Seneca, NY 14224 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-08 |
| TX | RA | APPROVED | 2018-10-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Buffalo - Athletics | Amherst | NY | 05/2008 | 07/2025 |
| Citi Group | Getzville | NY | 12/2013 | 03/2017 |
| Sgroi Financial, Llc | West Seneca | NY | 03/2017 | 10/2024 |
| Cadaret, Grant & Co., Inc. | West Seneca | NY | 09/2017 | 07/2025 |
| Sgroi Wealth Advisory Group, Llc | West Seneca | NY | 10/2018 | Present |
| Lpl Financial Llc | West Seneca | NY | 07/2025 | Present |
1. 07/10/2025- ASH BROKERAGE- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 06/01/2020 2. 07/10/2025- SGROI WEALTH ADVISORY GROUP - DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 10/19/2018- 215 Hours Per Month- 140 Hours During Trading 3. 10/20/2025 - Sgroi Wealth Advisory Group - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/19/2025 - 215 hours per month/ 140 hours during trading - I provide investment advisory services through Sgroi Wealth Advisory Group, an independent investment advisor firm. I started this business activity in 10/2025. I expect to spend approximately 215 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 01/07/2026 - SGROI LAWLEY GROUP LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 180 hours per month/ 141 hours during trading 5. 03/24/2026 - SGROI LAWLEY - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/01/2024 - 180 hours per month/ 140 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-16 |
Reach out to this advisor