Lawrence Maurice Kavanaugh

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → Present
  Lpl Financial, Llc
  West Seneca, NY

Other Businesses

(1) 04/17/2012: NORTHEAST RETIREMENT PLAN ADVISORS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (2) 12/18/2012: KAV-CON DEVELOPMENT, LLP - REAL ESTATE RENTAL - NOT INV REL - AT REPORTED BUSINESS LOCATION(S) - AQUIRE, OWN AND MANAGE REAL PROPERTY IN THE ERIE AND NIAGARA COUNTY REIGONS ON NEW YORK STATE - NO TIME SPENT. 3) 03/27/2025 - Consumer's Berverages, Inc. - Not Investment Related - Other - Closely Held Business - Buffalo, NY - Start Date:01/01/2025 - 4 Hrs/Mth - 0 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-07
• S63 Uniform Securities Agent State Law Examination
  1984-06-19

Designations

• Chartered Financial Consultant

Other Names

• Lawrence Maurice Kavanaugh