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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
950A Union Rd Ste 234, West Seneca, NY 14224 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | West Seneca | NY | 12/2011 | Present |
(1) 04/17/2012: NORTHEAST RETIREMENT PLAN ADVISORS - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) (2) 12/18/2012: KAV-CON DEVELOPMENT, LLP - REAL ESTATE RENTAL - NOT INV REL - AT REPORTED BUSINESS LOCATION(S) - AQUIRE, OWN AND MANAGE REAL PROPERTY IN THE ERIE AND NIAGARA COUNTY REIGONS ON NEW YORK STATE - NO TIME SPENT. 3) 03/27/2025 - Consumer's Berverages, Inc. - Not Investment Related - Other - Closely Held Business - Buffalo, NY - Start Date:01/01/2025 - 4 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-19 |
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