Best Investors
Account
Sign in
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-26 |
Branch Locations
950-A Union Road Suite 120, West Seneca, NY 14224 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Securities Alliance | Depew | NY | 03/2003 | Present |
| Royal Financial Group | Depew | NY | 03/2003 | Present |
| Royal Alliance Associates, Inc. | Depew | NY | 03/2007 | Present |
1) ROYAL ALLIANCE ASSOCIATES INC., INVESTMENT RELATED, 1780 UNION ROAD, WEST SENECA, NY 14224. IAR WITH ROYAL, SINCE 1/1/2008, 50 HRS/MTH, 50 HRS/DST. CORPORATE REGISTERED INVESTMENT ADVISOR - MANAGE PORFOLIOS FOR CLIENTS. 2) ROYAL FINANCIAL GROUP, NOT INVESTMENT RELATED, 1780 UNION ROAD, WEST SENECA, NY 14224. PARTNER, SINCE 3/1/2003, 0 HRS/HTM, 0 HRS/DST. ROYAL FINANCIAL GROUP IS THE DBA FOR OUR OSJ WITH ROYAL ALLIANCE ASSOCIATES. 3) DAVID ENO POSITION: Owner - NATURE: Other - I offer life insurance and fixed annuities to clients who need it as part of their overall financial plan/needs,through the b/d channel,or directly w/ ins. companies INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2003 ADDRESS: 950-a union rd suite 120, west seneca NY 14224, United States DESCRIPTION: as mentioned above,I get illustrations from various carriers as clients' needs arise,infrequently resulting in a life policy (term,ul)being written. 4) ROYAL FINANCIAL GROUP POSITION: sole proprietor NATURE: fixed annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/14/2023 ADDRESS: 950-a union rd, suite 120, west seneca NY 14224, United States DESCRIPTION: provide fixed rate alternatives to clients for part of their investable assets
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-28 |
Reach out to this advisor