Thomas Michael Schultz

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03

NY RA
APPROVED

Since 2021-08-03

Branch Locations

950A Union Rd Ste 234, West Seneca, NY 14224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco / Private Ledger Corp.	N. Tonawanda	NY	10/2000	Present

10/2000 → Present

Linsco / Private Ledger Corp.

N. Tonawanda, NY

Other Businesses

1. INDEPENDENT FIXED INSURANCE BUSINESS / AGENT SELLING TERM, UL, TRH TMS, LTC & DISABILITY INSURANCE / NORTH TONAWANDA, NY / APPROVED OCTOBER 24, 2005 2. 11/21/06 - THE RETIREMENT INCOME FOCUS /DBA/NON-VARIABLE INSURANCE DBA. 3. 12/19/2016 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 03/01/2005 - 1 Hour Per Month During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1998-10-28

S66 Uniform Combined State Law Examination

1998-10-28

Other Names

Thomas Michael Schultz

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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