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965 Union Road, West Seneca, NY 14224 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-01 |
| NY | RA | APPROVED | 2021-06-08 |
| TX | RA | APPROVED | 2018-10-15 |
| GA | RA | APPROVED | 2018-03-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sgroi Financial, Llc | West Seneca | NY | 05/2004 | 10/2024 |
| Cadaret Grant & Co. Inc. | West Seneca | NY | 07/2004 | 07/2025 |
| Sgroi Wealth Advisory Group, Llc | West Seneca | NY | 11/2017 | Present |
| Lpl Financial Llc | West Seneca | NY | 07/2025 | Present |
1. 07/10/2025 - West Seneca Finance Academy - Non-profit volunteer (not on board) - West Seneca, NY - NOT INV REL - Start Date 09/01/2015 - 0 hours per month/ during trading 2. 07/10/2025 - Ash Brokerage - Non-Variable Insurance - West Seneca, NY - INV REL - Start Date 01/01/2020 - 4hrs/mth | 4hrs during trading 3. 07/10/2025 - Sgroi Wealth Advisory Group - DBA for LPL Business (entity for LPL business) - West Seneca, NY - INV REL - Start Date 10/22/2025 - 120hrs/mth | 120hrs during trading 4. 07/10/2025 - Sgroi Lawley - Other - Certified Divorce Financial Analyst - West Seneca, NY - INV REL - Start Date 05/03/2011 - 2hrs/mth | 0hrs during trading 5. 10/13/2025 - Sgroi Wealth Advisory Group - Registered Investment Advisor Hybrid - At reported business location(s) - Inv Rel - Start date: 01/01/2025 - 120hrs/mth | 120hrs during trading 6. 03/24/2026 - Sgroi Lawley - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/19/2026 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-15 |
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