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965 Union Road, West Seneca, NY 14224 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-07 |
| TX | RA | APPROVED | 2018-10-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sgroi Financial, Llc | West Seneca | NY | 04/2012 | 10/2024 |
| Cadaret, Grant & Co., Inc. | West Seneca | NY | 07/2014 | 07/2025 |
| Sgroi Wealth Advisory Group Llc | West Seneca | NY | 10/2018 | Present |
| Lpl Financial Llc | West Seneca | NY | 07/2025 | 03/2026 |
| Lpl Financial Llc | West Seneca | NY | 08/2026 | Present |
1. 8/2026 - Sgroi Lawley Group LLC - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month – 140 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 8/21/2026 2. 8/2026 - Sgroi Wealth Advisory Group - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month – 140 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 8/21/2026 3. 8/2026 - Sgroi Financial - Non-Variable Insurance - INV REL - 160 Hour(s)/Month – 140 Hour(s) During Trading - West Seneca NY 14224 - OBA Start date: 05/08/2017
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-30 |
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