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Current Employers
Sgroi Wealth Advisory Group Llc

965 Union Road, West Seneca, NY 14224 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-07-18
  • NY RA
    APPROVED
    Since 2022-07-18

Branch Locations

965 Union Road, West Seneca, NY 14224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Catalyst Fitness West Seneca NY 06/2017 12/2019
Sgroi Financial West Seneca NY 12/2019 10/2024
Student/Unemployed Elma NY 03/2011 05/2017
Cadaret Grant & Co., Inc. West Seneca NY 03/2021 07/2025
Sgroi Wealth Advisory Group West Seneca NY 02/2022 Present
Lpl Financial Llc West Seneca NY 07/2025 Present
  • 06/2017 → 12/2019
    Catalyst Fitness
    West Seneca, NY
  • 12/2019 → 10/2024
    Sgroi Financial
    West Seneca, NY
  • 03/2011 → 05/2017
    Student/Unemployed
    Elma, NY
  • 03/2021 → 07/2025
    Cadaret Grant & Co., Inc.
    West Seneca, NY
  • 02/2022 → Present
    Sgroi Wealth Advisory Group
    West Seneca, NY
  • 07/2025 → Present
    Lpl Financial Llc
    West Seneca, NY
Previous Registrations
  • 2021-05-07 → 2025-07-11
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
    West Seneca, NY
Other Businesses

1- 07/10/2025 - Sgroi Wealth Advisory Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/18/2022 - 160 hours per month/ 130 hours during trading 2- 07/10/2025 - SGROI LAWLEY LLC - Speaker/ Seminar/ Workshops - Investment Related - At Reported Business Location(s) - Start Date 09/01/2022 - 8 hours per month/ 0 hours during trading. 3- 10/09/2025 - Sgroi Wealth Advisory Group - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date 07/18/2022 - 160 Hrs/Mth - 130 Hrs During Trading - I provide investment advisory services through Sgroi Wealth Advisory Group, an independent investment advisor firm. I started this business activity in 07/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 03/19/2026 - Sgroi Lawley - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/18/2026 - 170 hours per month/ 130 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-05
  • S66 Uniform Combined State Law Examination
    2021-05-05
Designations

View on SEC IAPD

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