Best Investors
Account
Sign in
965 Union Road, West Seneca, NY 14224 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-07-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Catalyst Fitness | West Seneca | NY | 06/2017 | 12/2019 |
| Sgroi Financial | West Seneca | NY | 12/2019 | 10/2024 |
| Student/Unemployed | Elma | NY | 03/2011 | 05/2017 |
| Cadaret Grant & Co., Inc. | West Seneca | NY | 03/2021 | 07/2025 |
| Sgroi Wealth Advisory Group | West Seneca | NY | 02/2022 | Present |
| Lpl Financial Llc | West Seneca | NY | 07/2025 | Present |
1- 07/10/2025 - Sgroi Wealth Advisory Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/18/2022 - 160 hours per month/ 130 hours during trading 2- 07/10/2025 - SGROI LAWLEY LLC - Speaker/ Seminar/ Workshops - Investment Related - At Reported Business Location(s) - Start Date 09/01/2022 - 8 hours per month/ 0 hours during trading. 3- 10/09/2025 - Sgroi Wealth Advisory Group - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date 07/18/2022 - 160 Hrs/Mth - 130 Hrs During Trading - I provide investment advisory services through Sgroi Wealth Advisory Group, an independent investment advisor firm. I started this business activity in 07/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 03/19/2026 - Sgroi Lawley - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/18/2026 - 170 hours per month/ 130 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-05 |
Reach out to this advisor